MyComplianceOffice Blog

MyComplianceOffice will exhibit their powerful software-as-a-service solution at the ninth-annual, Shared Assessments Summit in Baltimore, MD this week. The summit gathers high-level, international executives from all industries to compare and discuss the latest in best practices around third-party due diligence.

A broker-dealer headquartered in New York has selected the MyComplianceOffice (MCO) platform to manage its third party relationships. This new client has long been a trailblazer among investment management firms; it was the first in the United States to offer its clients the opportunity to diversify their investments globally. The financial firm is a first-time client of MyComplianceOffice but has a tradition of insight and acumen; its selection of MyComplianceOffice as a vendor for third party due diligence management is no different.

We have selected some of the AML news highlights from the past 21 days across the globe and condensed them into this short blog post.

This Monday saw two men, Martyn Dodgson and Andrew Hind found guilty of insider trading after a four month trial in what is Britain’s biggest ever insider trading case.