MyComplianceOffice Blog

Dodd Frank, Volcker, MiFID, Sponsor rules, Market Abuse Directives….and the list goes on.  All very complicated and no doubt taking up a lot of your time.  But the one storm on the horizon that really should be keeping you up at night?  Yep, it`s that regulatory staple, Supervision. 

Brandon Ortiz, Managing Director at Blue River Partners LLC co-hosted a webinar on insider trading with MyComplianceOffice on February 17th. The following is a transcript from the Q&A portion of the February 17^th webinar.

MyComplianceOffice today announced plans to attend and exhibit at IA Watch's IA Compliance: The Full 360° View in Washington, D.C. on Feb 24-26. Staff from MyComplianceOffice will join compliance officers from across the nation to hear SEC officials, industry insiders and regulatory experts impart compliance best practices and timely alerts on coming regulations

MyComplianceOffice in partnership with Blue River Partners LLC hosted educational webinar. The webinar, to be co-presented by Brandon Ortiz, Managing Director at Blue River and Nancy Chilcote Director, Sales at MyComplianceOffice, will be the second in the 2016 webinar series from MyComplianceOffice.

Last week, February 10, the European Commission announced a proposal to delay the MiFID market reforms for one year, setting the new deadline for January 2018. The European Commission is Europe’s top regulator and the executive arm of the European Union.