[WASHINGTON: 16 June 2010] -- THE Securities and Exchange Commission proposed tougher disclosure rules for target-date mutual funds, which are marketed to investors who expect to retire around a certain date.
The MyComplianceOffice platform provides a unified approach to Conduct Risk. Identify and mitigate potential conflicts from the activities of employees, third parties and the company.
Know Your Employee
Know Your Third Party
Know Your Transaction
Learn more about the most current regulatory issues and their impact on organizations like yours.
[WASHINGTON: 16 June 2010] -- THE Securities and Exchange Commission proposed tougher disclosure rules for target-date mutual funds, which are marketed to investors who expect to retire around a certain date.
Comments