Power your compliance program

Advance your reputation by synchronizing your needs with your regulatory responsibilities

Key Benefits of MyComplianceOffice

Reduces your compliance program costs

Mitigate your risks with enhanced oversight and control

Engage employees to improve your culture of compliance

Seamlessly integrate with existing systems to lower your running costs

Onboarding support for smooth implementation

State-of-the-art security

Ongoing support that improves your program management

Continuous updates for best-in-class software and the flexibility to evolve your program

Solutions to deepen your knowledge

KNOW YOUR EMPLOYEE (KYE)

KNOW YOUR EMPLOYEE (KYE)

You need to Know Your Employee as they are key to the delivery of your compliance and ethics program.

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KNOW YOUR THIRD PARTY (KYTP)

KNOW YOUR THIRD PARTY (KYTP)

The supply chain is becoming increasingly important to regulators, to your enterprise-level risk management and to the integrity of your organizational reputation.

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KNOW YOUR CUSTOMER (KYC)

KNOW YOUR CUSTOMER (KYC)

There is a regulatory responsibility that demands you Know Your Customer and that you can demonstrate this through documentary evidence.

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KNOW YOUR TRADING (KYT)

KNOW YOUR TRADING (KYT)

Our automated solution will track and record the AML and security trading activity of your organization across all cash and security types.

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MyComplianceOffice in 90 seconds.

We believe that great governance is at the heart of great business and it advances your reputation. MyComplianceOffice integrates into your business processes to deliver an affordable program that will dramatically improve the efficiency of your compliance management systems.

What Our Clients Say

"I love the way we can see at a glance the status of all our compliance activities. Within a few moments I can make a decision of where I will focus my attention."

CCO Large Investment Adviser
"We have automated our entire compliance program using MyComplianceOffice. It has completely changed the way we work. I now feel I am in control of our workload."

CCO Broker/Dealer
"MyComplianceOffice is now the center of our compliance program. During a recenent FINRA examination it cut the time taken by regulators from over a week to just a few days."

CCO Broker Dealer Client