2018 was one for the books! Special thanks to both attendees for their time and attention and to our Webinar co-hosts for sharing their expertise. If you'd like more information about any of the topics presented or our fellow co-hosts, please click below or reach out to us at advance@mycomplianceoffice.com.
End of Year Compliance Wrap Up, presented in November with NorthPoint Compliance
SEC & FINRA Mid-Year Regulatory Update, presented in July with Eversheds Sutherland
Best Practices of Master a SEC Exam in 2018, presented in February with NorthPoint Compliance
Check back here in 2019 for more MCO Webinars to be announced.