With regulators across the globe stepping up enforcement actions for employee conflicts of interest breaches, the stakes are high.
Firms that don’t proactively manage their risk may be exposed to harsh penalties, tarnished reputations, and damaging headlines.
Learn what compliance leaders are doing to minimise risk and drive a firm-wide culture of compliance.
This on-demand webinar will equip you with:
- Real-world examples of compliance failures and how to avoid them.
- Essential strategies for automating surveillance, disclosures, and approvals.
- Guidance on balancing communications privacy with effective oversight, particularly with WeChat, WhatsApp, and BYOD devices.
- Concrete steps to build a culture of integrity and responsibility.
- Key tips for global consistency in your compliance framework, no matter your jurisdiction.