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Market Abuse Regulations - A Look Back and Ahead

The FCA recently fined firms for failing to ensure they had appropriate systems and controls to detect market abuse effectively. Do you want to understand the impact of market abuse regulations and recent enforcement?

Watch this on-demand webinar with Katharine Leaman, Managing Director at Leaman Crellin Limited,  for an overview of market abuse enforcement trends and guidance around where compliance should focus in the year ahead, including:

  • Armchair retail trading: risks and regulation
  • ESMA campaign on Market Abuse
  • Recent fines for Market Abuse and lessons learned
  • The sharing of MNPI and how to protect your firm
  • What firms should be doing

 

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