Material Mega Menu - Responsive

Principles of Good Supervision

Discussion on the Role of Compliance in Supervision 

Our March 2016 webinar, on the principles of Good Supervision in Compliance with MyComplianceOffice and presenter Kate Virmani of Virmani Consulting.Highlighting the principles of good supervision, the pressures on compliance in the context of failure to supervise, and what today's Compliance Officers can do to reduce their exposure to failure to supervise claims. Watch here as Kate Virmani discusses the role of compliance in Supervision.


Kate Virmani

Kate is the owner of Virmani Consulting, a financial services consultancy firm providing practical compliance solutions to meet today`s business challenges.   With 18+ years of Compliance experience at top tier firms, she has led global compliance teams covering investment banking, capital markets and research as well as central compliance and compliance education.

 

 

You can download a full copy of the slides from this webinar.

 

 Download

 

Find out how MCO can help

Request a demo today to learn how MyComplianceOffice puts you in command of your compliance program, synchronizing your business needs with regulation. 

Request a Demo

 

MCO_brochure-image.png

Download our four page Portfolio of Solutions to learn about;

  • Personal Trade Monitoring
  • Gifts & Entertainment
  • Political Contributions
  • Third Party vendor risk management
  • Trade surveillance
  • And more

Brochure Download