Practical Steps to Strategic Year-End Compliance 

The end of the year is fast approaching. As you look back, are you on track to demonstrate that you met your compliance objectives? Do you know what you need to do to set the stage for effective compliance in the coming year and beyond?

Taking a proactive approach to evaluating core elements of your compliance program will allow you to identify concerns and make adjustments—before the regulators do.

Wondering where to start? View our on-demand webinar with Paul Murdock and James Hartmann from MCG Consulting for guidance on the key areas where compliance professionals should be focusing their time and attention to close the year out strong and position themselves for success, including:

• The importance of risk assessments
• Managing vendor due diligence
• Optimizing compliance technology
• Preparing for the annual compliance review