MCO Exchange 2025

1:00 PM - 2:00 PM

Registration Opens

2:00 PM - 2:15 PM

Welcome & Opening Remarks

2:15 PM - 3:15 PM

Unlocking MCO: The Platform, The Purpose, The Possibilities

In this session, CEO Brian Fahey invites you to experience MCO’s vision for compliance technology: the driving forces behind our mission, the evolution of our platform, and the promise of tomorrow’s tools. Gain an insider’s perspective on how MCO is redefining the future of compliance as a catalyst for empowerment and transformation. Whether you already rely on our solutions or are searching for new possibilities, this session will realign you with the “why” behind our journey, reigniting your potential to imagine, innovate, and achieve. Join us and get inspired for what’s possible. Speaker: Brian Fahey, Chief Executive Officer

3:15 - 3:30 PM

Break

3:30 PM - 4:30 PM

Ignite Your Compliance Game: MyComplianceOffice Users Share Their Journey

Hear directly from the experts who use MyComplianceOffice. In this candid panel discussion, MCO users will share real-world stories, tips, and strategies that have helped them drive efficiency, reduce risk, and get the most out of the platform. From implementation wins to creative solutions, get inspired by how your peers are turning compliance challenges into success stories—one screen at a time. Moderator: Dave Kubersky, Chief Revenue Officer; Panelists: To Be Announced

4:30 PM - 5:00 PM

MyComplianceOffice Uncovered: Recent Enhancements Revealed

Join us for an inside look at our latest and greatest: from powerful technology upgrades and lightning-fast performance enhancements to major product launches and platform improvements designed with you in mind. Discover how these updates will help you work smarter, not harder. Speakers: Savannah Hildenbrand, Sr. Solution Consultant and Sinead Egan, Product Manager

5:30 PM - 7:30 PM

Networking Reception

7:30 AM - 8:30 AM

Breakfast

8:30 AM - 8:45 AM

Welcome & Opening Remarks

8:45 AM - 9:30 AM

Unveiling What’s Next: Innovations Driving Compliance Forward

Be the first to see what’s next for the MyComplianceOffice platform! In this interactive roadmap session, our product leadership team will unveil exciting new enhancements and the strategic vision shaping our core product suites—ECOI, F&P, eComms, KYT/KYO, and KYTP. You’ll get insider access to upcoming features inspired by client feedback, innovations that boost efficiency, and advancements designed to keep you ahead of evolving regulations and operational challenges. Come for the early intel—leave with ideas to supercharge your compliance and surveillance programs. Speakers: John Kearney, Head of Product and Keith Pyke, Director of Solutions Sales

9:30 AM - 10:15 AM

Mastering MyComplianceOffice: Essentials, Shortcuts, and Pro Tips

Whether you're new to the MyComplianceOffice platform or looking to sharpen your skills, this session will help you master the essentials. We’ll walk through key interface features, core workflows, and time-saving shortcuts to help you navigate MCO more efficiently. Learn practical tips from real-world user experiences and uncover tricks to streamline daily tasks. A live Q&A will give you the chance to ask questions and gain insights on solving common challenges. Speakers: Savannah Hildenbrand, Sr. Solution Consultant and Sinead Egan, Product Manager

10:15 AM - 10:30 AM

Break

10:30 AM - 11:15 AM

Zeroing In on Conflicts of Interest with MyComplianceOffice

Take a deep dive into how MCO helps compliance teams identify, manage, and resolve conflicts of interest with greater accuracy and efficiency. We’ll walk through how potential conflicts are identified across products—such as Outside Business Activities (OBAs), Personal Trading (PTM), and Gifts & Entertainment (G&E) and explore how data from other areas—like eComms, Insider and MNPI, and Third Parties—can be leveraged for a more comprehensive view. Learn how case management tools within the platform support conflict resolution and streamline workflows for compliance teams. We’ll wrap up with an interactive Q&A tackling the real concerns that keep compliance leaders up at night. Speakers: Keith Pyke, Director of Solutions Sales and Lyle Campbell, Principal Implementation Manager

11:15 AM - 12:00 PM

Insider Roles and MNPI: A Compliance Workflow Showcase

Managing material nonpublic information (MNPI) and insider exposure is more complex than ever in today’s hybrid, fast-moving environment. In this session, we’ll explore how MyComplianceOffice empowers compliance teams to confidently manage dynamic insider roles, track access over time, and maintain real-time Watch and Restricted List updates tied directly to deal activity—eliminating manual processes. We’ll walk through a live demo of the end-to-end workflow—from deal creation to insider list generation to automated trade blocking. Join the Q&A to discuss the latest challenges in MNPI oversight. Speaker: Keith Pyke, Director of Solutions Sales

12:00 PM - 1:00 PM

Lunch

1:00 PM - 1:30 PM

Ensuring Every Trade Counts: Best Practices for Complete Data Capture

Achieving complete and accurate trade data capture is essential for strong compliance oversight. In this session, you’ll discover the full range of data source options and ingestion methods available in MCO to help you achieve 100% trade data coverage. We’ll share best practices for tracking and validating incoming data so nothing is overlooked, as well as guidance on conducting account period reviews to confirm all user accounts have reported trades. Learn how to maintain thorough oversight, strengthen compliance controls, and always be audit‑ready. Speakers: Savannah Hildenbrand, Sr. Solution Consultant and Sinead Egan, Product Manager

1:30 PM - 2:00 PM

Smart Compliance - Detect, Route, Resolve

Streamline your compliance workflow using MyComplianceOffice’s intelligent tools. See how intuitive dashboards provide clear visibility to help you delegate tasks accurately and confidently. Learn how automation can handle follow-ups and tracking, so nothing falls through the cracks. This session will equip you with strategies to stay organized, improve efficiency, and ensure every compliance case is resolved smoothly. Speaker: Sinead Egan, Product Manager

2:00 PM - 2:30 PM

Smart Rules: From Written Policy to Real-Time Enforcement

Turn static policies into live real-time control. In this session, we’ll show how compliance teams can easily build smart, actionable rules in MyComplianceOffice to detect risk and trigger alerts in real time. Learn how to connect disclosures, trades, gifts, and more to uncover hidden conflicts and enforce policies proactively. We’ll close with an interactive Q&A, inviting attendees to share rules they wish they could automate—or ones they’re currently struggling with—and offer tips on how MCO can make it easier. Speakers: Benjamin Frenette, Sr. Solution Consultant and Lyle Campbell, Principal Implementation Manager

2:30 PM - 2:45 PM

Break

2:45 PM - 3:30 PM

Ask & Learn: Top MyComplianceOffice User Questions Answered

Get answers to the questions we hear most from MCO users. This session offers a fast-paced overview of common client FAQs—covering everything from platform functionality and configuration tips to best practices for workflows and reporting. Whether you're troubleshooting an issue, exploring a new feature, or just curious how others are using the system, this session will provide clarity and actionable insights. Bring your own questions, too—there will be time for live Q&A! Speakers: Jasmine Northrop, Sr. Manager Customer Support and Lyle Campbell, Principal Implementation Manager

3:30 PM - 4:15 PM

Where MCO is Going: AI-First Compliance

Discover the future of compliance with MCO’s AI-first approach. In this forward-looking session, we’ll share how MCO is integrating artificial intelligence to transform compliance workflows—making them faster, smarter, and more proactive. Get an exclusive look at the MCO Assistant, your AI-powered partner for navigating the platform and streamlining daily tasks, and see a live demo of eComms AI, designed to intelligently detect risk and reduce review noise in electronic communications. Join us to explore what’s next on the MCO roadmap—and how AI is helping compliance teams do more with less. Speaker: John Kearney, Head of Product

4:15 PM - 4:30 PM

Closing Remarks & Key Takeaways