Risk and Compliance Webinars | Financial Regulators

Best Practices to Master a SEC Exam in 2019 On-Demand Webinar

Written by MCO Webinar Team | Jan 17, 2019 1:04:42 AM

 

Best Practices to Master a SEC Exam in 2019

Get a jump start on 2019 with this on-demand webinar. MCO and special guest Steve Kansky, Managing Director at Blue River Partners discuss: 

• OCIE's 2019 Examination Priorities 
• Key regulatory changes and 2018 industry highlights 
• How to prepare your firm for a visit from the SEC

Look back at 2018 with Blue River's Year-end Compliance Update identifying key regulatory changes and other industry highlights. 

Learn more about MCO Conduct Risk solutions.