Best Practices to Master a SEC Exam in 2019
Get a jump start on 2019 with this on-demand webinar. MCO and special guest Steve Kansky, Managing Director at Blue River Partners discuss:
• OCIE's 2019 Examination Priorities
• Key regulatory changes and 2018 industry highlights
• How to prepare your firm for a visit from the SEC
Look back at 2018 with Blue River's Year-end Compliance Update identifying key regulatory changes and other industry highlights.
Learn more about MCO Conduct Risk solutions.