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Best Practices to Master a SEC Exam in 2019 On-Demand Webinar

    

 

Best Practices to Master a SEC Exam in 2019

Get a jump start on 2019 with this on-demand webinar. MCO and special guest Steve Kansky, Managing Director at Blue River Partners discuss: 

• OCIE's 2019 Examination Priorities 
• Key regulatory changes and 2018 industry highlights 
• How to prepare your firm for a visit from the SEC

View The Webinar

Look back at 2018 with Blue River's Year-end Compliance Update identifying key regulatory changes and other industry highlights. 

Learn more about MCO Conduct Risk solutions.

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