MCO: The Best of 2016

2016 was a busy year for us all and here we present a summary of the compliance and risk content we've published throughout the year.

Webinars

Thank you for attending our webinars this year. Of the 17 webinars we ran in 2016, these were the most popular;

• SEC Due Diligence Demands
• SEC & FINRA Enforcement Actions: Will 2017 'Trump' 2016?

White Papers

We produced 3 whitepapers throughout the year. You can download a copy here;

• CCO's Guide to Migrate Your Compliance Program to a SaaS Solution
• Framework for a Third Party Risk Management Program
• SEC Public Disclosures - A Guide for Investment Advisers

Blog

We provided you with weekly news updates, Conference Tips and more. Our most popular blog posts of the year were;

• SEC Exams: The Do's & Dont's
• FINRA Fines in 2016 - 7 Key Facts

Thank you for your support in 2016, our best wishes for a happy holiday and a compliant 2017!