BaFin, MAR, and Employee Trading: Proving Control in Germany In Germany, the regulatory test is not whether a firm has employee trading rules on paper, but... READ MORE
HK SFC Framework for Secondary Trading of Tokenised Funds In April 2026, Hong Kong’s Securities and Futures Commission (SFC) published two circulars that... READ MORE
Better Conflicts of Interest Management for French Investment Banks French investment banks are facing increasingly complex regulatory expectations from the Autorité... READ MORE
Hong Kong’s SFC Sets a Measured Path for Virtual Asset Trading Hong Kong’s Securities and Futures Commission (SFC) has set out a well-defined and disciplined path... READ MORE
24/7 Compliance Requires Always-On Policy Guidance Compliance programs do not fail because policies do not exist. They fail when employees cannot... READ MORE
Australia: Defining the Next Phase of Crypto Regulation Australia is moving from a principles-based approach to a defined regulatory framework for digital... READ MORE
BaFin Record-Keeping Requirements for Financial Services Firms Germany's Federal Financial Supervisory Authority, the Bundesanstalt für... READ MORE
A Costly Oversight: Hong Kong SFC Action on Personal Trading On 09 April 2026, Hong Kong’s Securities and Futures Commission (SFC) announced its sanctions of a... READ MORE
Singapore: Setting the Standard for Clear Crypto Regulation Singapore has taken a deliberate, structured approach to digital asset regulation. Instead of... READ MORE
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