Meet a Member of the Team - Colleen Umathum

MCO is committed to delivering the best product and services to our customers. Thanks to our team of professionals for putting in hard work every day to make our customers achieve their compliance goals. In this blog series, we would like to take the spotlight from MCO and its products and feature our people. At the end of the day, our people are the stars of this business, they make us great and lead our customers to success.

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The Impact of Employee Misconduct on the Financial Services Industry

Over the last decade, many scandals in the financial services industry have shined a light on the importance of employee conduct and exposed misconduct as a major factor in these scandals. Since then, many financial institutions have being working to boost their risk and compliance efforts. 

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FCA Priorities for the Year Ahead

The FCA has stated that a primary focus in 2020 is to mitigate the impact of Covid-19 on the markets and protect consumers. However, firms should not think that means that the regulator will adopt a light approach to current investigations and regulatory enforcement.

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Risky Women Podcast featuring our Director Asia-Pacific, Kelly-Ann McHugh

We are delighted to announce that our director Asia-Pacific, Kelly-Ann McHugh has joined the Risky Women Community and will be hosting a few podcasts on Risky Women Radio.

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MCO Wins RegTech Insight Award for Managing Conduct Risk

May 20, 2020, New York – MCO (MyComplianceOffice) announced today that its integrated compliance solution, MyComplianceOffice, has been named the Best Vendor Solution for Managing Conduct Risk in the 2020 RegTech Insight Awards. The award recognizes both new and well-established providers who are finding innovative solutions to regulatory challenges in the global financial industry.

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