MyComplianceOffice Blog

In the last post on ICOs, we reviewed definitions and impact of its growing popularity with investors on international markets. Today, we breakdown the response of different regulators around the globe. 

Terms like ICOs, blockchain and crypto are coming up more and more in compliance conversation. While it may be some time before regulators catch up with technology, investing in crypto is growing in popularity. and Compliance Officers are taking notice.

Read the following post for an update on ICOs and the basics that Compliance professionals should know. 

Here at MCO we keep a close eye on the activities of regulators. Read the highlights; FINRA fines in Q3 2018 - 5 Findings.

Last Wednesday saw the SEC issue its first disciplinary action against a crypto fund. A cease and desist order and a $200,000 fine was issued to Crypto Asset Management (CAM) and its founder Timothy Enneking. (source).

Here at MCO we keep a close eye on the activities of regulators. Read the highlights here; FINRA fines in Q2 2018 - 6 Findings.