Risk and Compliance Webinars | Financial Regulators

Spotlight on 2016 SEC & FINRA Cases and Trends for 2017

Written by MCO Webinar Team | May 10, 2017 3:16:00 PM

 

Spotlight on 2016 SEC & FINRA Cases and Trends for 2017

This webinar was co-hosted with Brian Rubin and Adam Pollet of Eversheds Sutherland, experts in FINRA and SEC litigation. The webinar covered: 

You can access the slides from this webinar here.

Read more SEC & FINRA related content;