2017 SEC & FINRA Cases and Trends

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Download the slides from MyComplianceOffice's May webinar, 'Spotlight on 2016 SEC & FINRA Cases and Trends for 2017'

In this webinar co-hosted with Brian Rubin and Adam Pollet of Eversheds Sutherland we look back at the stats and key cases from 2016 for SEC and FINRA and look into the emerging trends for 2017


webinar- 05/2017