We recently published an industry research report with the Center for Financial Professionals. In it we conducted a survey asking financial professionals about their third party risk programs. One question we asked was, which international regulators the respondents come into contact with. We got a huge response to this answer, giving us a large list of unique regulators across the globe! Here we collate the answers into one big A - Z list of regulators with links to their official site and their country of origin.
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ACPR (French Prudential Supervision and Resolution Authority). France.
AMF (Autorite des Marches Financiers). France.
ADGM (Abu Dhabi Global Market). Abu Dhabi.
APRA (Australian Prudential Regulation Authority). Australia.
ASF (Financial Supervisory Authority). Romania.
ASFI (Autoridad de Supervision del Sistema Financiero). Bolivia.
Banco de Portugal. Portugal.
Bank of Greece. Greece
Bank of Italy. Italy
BIS (Banking Committee on Banking Supervision). Worldwide
BOE (Bank of England). United Kingdom.
Central Bank of Ireland. Ireland.
Central Bank of U.A.E. U.A.E.
CFPB (Consumer Financial Protection Bureau). USA
CFTC (U.S Commodity Futures Trading Commission). USA.
CFTC/NFA (National Futures Association). USA.
CIMA (Cayman Islands Monetary Authority). Cayman Islands.
CMVM (Portugese Securities Market Commission). Portugal.
CNMV (Comision Nacional del Mercado de Valores). Spain.
CONSOB (Commissione Nazionale per le Societa la Borsa). Italy.
CSSF (Commission de Surveillance du Secteur Financier). Luxemburg.
DFS (Department of Financial Services). USA.
DFSA (Dubai Financial Services Authority). Dubai.
EBA (European Banking Authority). EU.
ECB (European Central Bank). EU.
ERMC (European Risk Management Council). EU.
ESMA (European Securities and Markets Authority) EU.
European Commission. EU.
FCA (Financial Conduct Authority). UK.
FCAC (Financial Consumer Agency of Canada). Canada.
FDIC (Federal Deposit Insurance Corporation). USA.
FFIEC (Federal Financial Institutions Examinations Council). USA.
FFSA/BaFin (Federal Financial Supervisory Authority). Germany.
FHFA (Federal Housing Finance Agency). USA.
Financial Supervision Authority (KNF). Poland.
FINMA (Swiss Financial Market Supervisory Authority). Switzerland.
FINRA (Financial Industry Regulatory Authority). USA.
FRB (Federal Reserve Bank). USA.
FSA (Financial Services Agency). Japan.
HKMA (Hong Kong Monetary Authority). Hong Kong.
ICO (Information Commissioners Office). UK.
IIROC (Investment Industry Regulatory Organization of Canada). Canada.
IOM (Isle of Man). Isle of Man.
MAS (Monetary Authority of Singapore). Singapore.
MPFA (Mandatory Provident Fund Schemes Authority). Hong Kong.
NAIC (National Association of Insurance Commissioners). USA.
OCC (Comptroller of Currency). USA.
OCI (Office of the Commissioner of Insurance). Hong Kong.
OFSI BSIF (Office of the Superintendent of Financial Institutions). Canada.
OROC (Ordem dos Revisores Oficias de Contas). Portugal.
OSC (Ontario Securities Commission). Canada.
PRA (Prudential Regulation Authority). UK.
RBI (Reserve Bank of India). India.
SCA (Securities & Commodities Authority). U.A.E.
SEBI (Securities and Exchange Board of India). India.
SEC (Securities Exchange Commission). USA.
SFC (Securities and Futures Commission). Hong Kong.
South African Reserve Bank. South Africa.
SSM (Single Supervisory Mechanism). EU.
UKLA (UK Listing Authority). UK.
All findings are from a research report we recently produced in conjunction with the Center for Financial Professionals. You can download a copy of the research report here.