Know Your Employee
Our KYE® suite for employee compliance lets you manage your firm's code of conduct activities and mitigate misconduct risk with one fully integrated solution.
Know Your Employee Product Suite
Personal Trading Manager
Automate employee personal trade policies in one solution with 100% trade capture capability.
Gifts and Entertainment Manager
Monitor gifts and hospitality activities with comprehensive submission, approval and tracking processes.
Representative Registrations and Licensing
Ensure all employee licensing, registration and continuing education requirements are up to date.
Outside Business Activities Manager
Manage the outside business activities of employees with efficient monitoring and disposition of potential conflicts of interest.
Political Contributions and Donations Manager
Monitor political contributions to ensure they do not exceed donation limits across different countries, lines of business and user groups.
Roles and Responsibilities Needs
Capture relevant employee functions, responsibilities, and activities in compliance with global role assurance regimes.
Connected Persons & Relationships Manager
Monitor employee personal relationships and closely associated persons for potential conflicts of interest
eComms Keep
Comprehensive communications archiving and management for compliance with regulatory and recordkeeping requirements.
eComms Review
Identify, monitor and manage the employee communications that pose the highest levels of risk to the firm.
KYE provides compliance teams with an easy and affordable way to ensure adherence with policy and engages employees with a simple interface so they can meet their compliance obligations with a minimum of effort.
Why Choose MCO?
We deliver Compliance Built Better.™
Our singular approach provides financial services firms around the globe with comprehensive, affordable and easy-to-use compliance technology.
Learn more about automating and streamlining your compliance program with MCO.
Our modular approach means you can purchase just the solutions you need for compliance today and then expand to easily add users, geographies or new products as business needs evolve.
The core components of the MyComplianceOffice platform can easily be configured to meet your firm's unique needs without IT involvement. In addition, the platform can connect to internal systems like HR to standardize data collection and reduce redundancy.
Our singular approach to technology enables a holistic view of compliance across your firm, providing a framework for oversight and control and ensuring adaptability in today's dynamic global regulatory landscape.
Rollout on time and within budget with an expedient and user-friendly implementation. Our team of tenured industry experts will manage planning, integration, testing and training every step of the way.
We offer follow the sun regional customer service including 24 x 7 tech support, 20 x 5 customer support and local language support.
Keep secure with state-of-the-art technology including a mature stack with inbuilt security features and a multi-tenant model enabling the provision of all security features in a secure, scalable environment.
Data is encrypted both in transit and at rest. The MCO platform has the SOC2 Type II certification, ISO 27001 Information Security standard as well as the EU-US Privacy Shield Data Protection Certification, in partnership with TRUSTe (www.Truste.com).
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