The MyComplianceOffice platform provides a unified approach to Conduct Risk. Identify and mitigate potential conflicts from the activities of employees, third parties and the company.
Know Your Employee
Know Your Third Party
Know Your Transactions
Learn more about the most current regulatory issues and their impact on organizations like yours.
This white paper guides you along the process of selecting a compliance technology from start to finish.
Our white paper explains the positive impact that having a singular compliance system can have on your firm.
Prepare your firm for the FCA's requirements on Personal Account Dealing.
This report provides a deeper look at gifts and entertainment trends in global organisations and will help you to gain some insights.