Recent Posts by Kate Virmani

 
Kate is the owner of Virmani Consulting, a financial services consultancy firm providing practical compliance solutions to meet today`s business challenges. With 18+ years of Compliance experience at top tier firms, she has led global compliance teams covering investment banking, capital markets and research as well as central compliance and compliance education.
Find me on:

Supervision – Stormy seas on the horizon?

Dodd Frank, Volcker, MiFID, Sponsor rules, Market Abuse Directives….and the list goes on.  All very complicated and no doubt taking up a lot of your time.  But the one storm on the horizon that really should be keeping you up at night?  Yep, it`s that regulatory staple, Supervision. 

Read More