Recent Posts by Kate Virmani

Kate is the owner of Virmani Consulting, a financial services consultancy firm providing practical compliance solutions to meet today`s business challenges. With 18+ years of Compliance experience at top tier firms, she has led global compliance teams covering investment banking, capital markets and research as well as central compliance and compliance education.
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Supervision – Stormy seas on the horizon?

Dodd Frank, Volcker, MiFID, Sponsor rules, Market Abuse Directives….and the list goes on.  All very complicated and no doubt taking up a lot of your time.  But the one storm on the horizon that really should be keeping you up at night?  Yep, it`s that regulatory staple, Supervision. 

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