Blackout Periods and Insider Trading Risk for Listed Companies Insider trading cases have seen a variety of sentences over the years. However, some jurisdictions... READ MORE
HK SFC to Bolster Enforcement of Cross-Border Insider Trading Hong Kong’s Securities and Futures Commission (SFC) has published its consultation conclusions on... READ MORE
4 Conflicts of Interest Examples (and Solutions) Across APAC A conflict of interest happens when a person with multiple interests serves one to the detriment of... READ MORE
A Spotlight on SGX-Listed Companies’ Regulatory Compliance Recent enforcements by the Monetary Authority of Singapore (MAS) highlight the need for SGX-listed... READ MORE
The Top 5 Compliance Executives’ Priorities in 2023 (APAC Edition) At a recent compliance round-table event in Hong Kong, compliance experts, executives, and chief... READ MORE
MAS Guidelines: Expectations of FIs' Advisory Activities for IPOs It has been a lukewarm first quarter of 2023 for the global Initial Public Offering (IPO) market.... READ MORE
Summary: SFC Consultation Conclusions for VA Trading Platforms After challenges with strict COVID restrictions and political issues in the last several years,... READ MORE
Regulatory Compliance Rising Rapidly in Malaysia (Latest Guidance) The 1MDB scandal saw Malaysia’s former Prime Minister jailed for 12 years with a fine of 210m... READ MORE
Hong Kong ICAC Releases Anti-Corruption Guide for Banking Industry Hong Kong has become one of the most corruption-free nations in the world. The Transparency... READ MORE
