SFC Issues 3-Year Ban of Former Licensee Over Trading Conduct Hong Kong’s Securities and Futures Commission (SFC) has banned a former licensed representative of... READ MORE
Unpacking the SFC’s New Market Sounding Guidelines The Hong Kong Securities and Futures Commission (SFC) has released new guidelines for market... READ MORE
Steering Clear of Insider Trading: Chauffeur's Wife Fined $107K A recent case in Hong Kong has sent a clear signal to financial firms about the dangers of failing... READ MORE
SFC Issues 6-Month Ban for Fit and Proper Requirements Failure The Securities & Futures Commission of Hong Kong (SFC) issues a 6-month ban on a trader for... READ MORE
HK SFC to Bolster Enforcement of Cross-Border Insider Trading Hong Kong’s Securities and Futures Commission (SFC) has published its consultation conclusions on... READ MORE
Summary: SFC Consultation Conclusions for VA Trading Platforms After challenges with strict COVID restrictions and political issues in the last several years,... READ MORE
