Managing Insider Information is the Key to Managing Trading Risk Employees who work at firms in the financial services industry are privy to sensitive information... READ MORE
Regulatory Compliance Rising Rapidly in Malaysia (Latest Guidance) The 1MDB scandal saw Malaysia’s former Prime Minister jailed for 12 years with a fine of 210m... READ MORE
SEC on COVID19 and Market Integrity On March 23, 2020, the following statement was released from Stephanie Avakian and Steven Peikin,... READ MORE
New Bill Seeks Clarity on Insider Trading Law On May 7, 2019, U.S. Representative James Himes (D-Conn) introduced the “Insider Trading... READ MORE
Track Insiders in Compliance with Market Abuse Regulations Technology makes keeping material non-public information (MNPI) in compliance with securities laws... READ MORE
