A Lack of Compliance Evidence Means it Didn’t Really Happen Risk management is a continuous process rather than a linear one. A pragmatic Know Your Obligations... READ MORE
The Right Indicators Bring Clarity to Assuring Compliance Oversight If the first stage of a pragmatic Know Your Obligations strategy is deconstructing and... READ MORE
Data Mapping Effectively Deconstructs Compliance Obligations Regulations, frameworks, policies and controls define the day-to-day of the Chief Compliance... READ MORE
PRA’s Dear CEO Letter Puts the Focus on Governance and Control It’s been just about a year since the Bank of England’s Prudential Regulation Authority (PRA)... READ MORE
