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Adherence United States

Adherence is a boutique firm focused on financial compliance, legal, and operational support. Adherence provides:

  • Outsourced CCO and Compliance
  • General Counsel on Demand
  • Full-service COO and CFO services

To learn more visit Adherence.com

Blue River Partners LLC - IQ-EQ Global

Blue River, Part of IQ-EQ, provides a variety of outsourced solutions to hedge funds, private equity firms, registered and exempt investment advisers, registered investment companies, commodity pool operators, fund of funds, family offices, and others across the entire spectrum of structures, strategies, and asset classes.

Visit BlueRiverPartnersLLC.com or IQ-EQ.com to learn more.

Foreside Global

Foreside delivers comprehensive advice and best-in-class technology solutions to clients in the global asset and wealth management industries. Foreside’s suite of services has helped automate and simplify compliance and marketing for clients. Foreside works with pooled investment products, investment advisors, broker-dealers, global asset managers, and other financial institutions.

By harnessing state-of-the-art technology, Foreside helps firms address and shape today’s regulatory environment, drive operational efficiency, growth, and focus on value-adding work.

Visit Foreside.com to learn more.

Governor Software Global

Governor enables you to draw maps of the various regulatory and policy obligations and to define the objective, risks, systems, etc. that are related to that structure. For each item you can define the people in charge and the approach for assessing status. Governor then enables you to gather metrics and other data and present it to the relevant people so that they can make informed decisions.

Visit GovernorSoftware.com to learn more.

Simon Consulting United States

Simon Consulting is an international compliance consulting firm, specialised in SEC Compliance.

Visit SimonConsulting.com to learn more.

The Mizen Group Global

The Mizen Group, a Compliance Advisory and RegTech Services business, uses diagnostics and technology to quickly assess, remediate and validate all aspects of compliance programs. To surmount challenges faced in today’s regulatory environment, we have developed innovative proprietary tools that help clients conduct in-depth explorations of their compliance programs and determine gaps, inefficiencies and areas for improvement. These tools may be utilized to address regulatory obligations for financial institutions including banks, insurance companies, broker-dealers and third-party service providers.

Mizen’s diagnostic platform also provides an on-line measurement and management tool, allowing clients to more easily track and manage compliance processes, reduce complications, mitigate issues and streamline the workload related to compliance activities and regulatory challenges.

Visit TheMizenGroup.com to learn more.

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