Failure to properly monitor core elements of compliance including employee behavior, trading activity and the transactions of the firm opens the door to market manipulation and market abuse. And the regulators are certainly watching for lapses, as highlighted by significant recent enforcement actions and penalties.

Join MCO and Ankur Mehta from ComplyLens for a practical and interactive session on maximizing the effectiveness of your surveillance controls. We’ll cover:

• Importance of surveillance risk assessment
• Common issues during surveillance system implementations and how to overcome them
• Implementing effective governance and data assurance controls
• Alert effectiveness checks and calibration
• Emerging trends and practical industry use cases

If you missed the live webinar, fill out the form to watch the recording.