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eComms Compliance: Stay Ahead of the Game

It’s clear that managing eComms is a regulatory priority, with high-profile and costly penalties for failure to preserve communications in the recent headlines. Firms of all sizes should expect that the aggressive enforcement will only continue.

What makes eComms compliance especially challenging is that it’s a moving target. Compliance teams need to be able to monitor the communication channels that employees are using today and be ready for any innovations that tomorrow will bring.

To learn more, view the recorded session with Mitch Avnet from Compliance Risk Concepts featuring practical guidance on managing eComms compliance, including:

  • A dive into real-life use cases
  • Tips on supervising off-channel communications
  • Getting in front of emerging technologies


If you missed the live webinar, fill out the form to watch the recording. 

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