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Building better compliance, easily

MCO is the most accessible partner to work with. We focus on building relationships with consultants like you to help firms achieve better compliance.

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Interested in joining MCO network?

Become part of our global network of consultants, law firms and software providers to expand your business and better serve your customers.

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Searching for a Compliance advisor?

We know someone who can help. Explore our global community to find the perfect partner to help you meet your compliance goals.

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Why work with us?

Built For Growth

With 800,000 users across 450 companies and 85 countries, MCO is growing rapidly and continually evolving to help shape the future of compliance.

Committed to Financial Services Compliance

We’re committed to delivering affordable and easy-to-use compliance software to financial services firms, which we create with a passion for excellence.

User Approved

Our customers appreciate our software flexibility, integration, and scalable modular approach in addition to our extensive global customer support. We’re proud of our 95% customer retention rate.

Better Serve Your Customers

MyComplianceOffice is a fully integrated solution that provides transparency into an employee’s conduct risk profile. With access to centralized data, robust reporting and an intuitive interface, it provides compliance teams with an unprecedented level of risk control across the organization. Our scalable and modular approach allows you to meet the unique needs of every client, now and in the future.

Platform Overview
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Grow Your Business

We’re here to support you in your mission to deliver effective and efficient compliance to your clients. Join our global network to be featured in our online expert guide and for the opportunity to showcase your expertise and thought leadership to the industry and potential clients through co-sponsored webinars and blog posts.

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Integrated Approach to Conduct Risk Compliance

Without a doubt, compliance has become more complex. In the midst of rapid change, organizations are looking for ways to fulfil their compliance obligations with a simple and intuitive software. Our platform enables the fulfilment of compliance obligations with minimal effort.

Our Solutions

Know Your Employee

Our KYE suite helps organizations manage employee activities and mitigate the risk of misconduct. With KYE firms can automate:

• Personal Trading Compliance
• Gifts, Entertainment and Hospitality
• Outside Business Activities
• Political Contributions and Donations
• Authorizations, Registrations and Licensing
• Forms
• Attestations

Know Your Transaction

With KYT firms can protect their reputation and their bottom line by managing transactional conflicts of interest. Our modules include:

• Trade Surveillance
• Customer Suitability
• Deal & Engagement Review
• MNPI & Insider Information
• Enterprise Restriction

Know Your Third Party

Third Party Manager lets firms oversee due diligence activities associated with relationships including vendors, customers, counterparties, agents and partners. MCO's KYTP provides:

• Third-Party Approvals
• Third-Party On-Boarding Activities
• Initial and Ongoing Third-Party Data Management
• Ongoing Third-Party Due Diligence

Resources

LookBacktoMoveForwardOnDemandWebinar-2

Practical Guidance for Compliance in 2021 featuring Myles Blechner from Foreside

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COIOnDemandWebinarLinkedIn

Conflicts of Interest & the Changing Landscape of Risk featuring Jane Shahmanesh from Adherence LLC

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