Why Choose MCO to Manage Crypto and Digital Asset Employee Personal Trading Compliance?

Employee trading in crypto, digital tokens and NFTs can create significant conflicts of interest for your firm. Automate your digital asset screening trading compliance program to uncover policy violations and mitigate risk.

COMPLIANCE BUILT BETTER.™
Manage pre-clearance and post-trade monitoring of employee digital asset trades. Automatically screen and validate trade clearance requests against internal rules and restricted lists to approve, deny or flag for review.
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Register accounts and wallets. Register accounts on exchanges, wallets and blockchains to ensure a complete view of employee personal crypto holdings and transactions across centralized and decentralized environments with maximum security.

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Capture executed digital asset transactions and positions. Automatically capture executed transactions from connected crypto exchanges, wallets and blockchains to provide visibility into buy/sell activity, transfers across wallets and token holdings and balances. 

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MANAGE AND ENFORCE DIGITAL ASSET RULES

Configurable rules engine automates digital screening, enforcing crypto compliance policies that include watch/restricted lists, holding period checks, and trade pre-clearance validation.

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ATTEST CRYPTO TRANSACTIONS

Administer attestations to verify that employee digital trading activity complies with firm policy to minimize potential conflicts of interest. 

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MANAGE CRYPTO AND SECURITIES COMPLIANCE ON THE SAME PLATFORM

Gain a single view of compliance across securities, crypto and digital assets in conjunction with Personal Trade Manager.

Crypto and digital asset personal trade monitoring to identify of conflicts of interest and manage employee compliance.

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Manage and demonstrate oversight with alerts on exceptions and policy breaches, dashboard reporting and comprehensive audit trails.

Ensure all personal digital asset transactions are vetted before execution, mirroring traditional securities compliance practices.

Aggregation engine covers a broad range of digital asset categories including multi-exchange, wallets, NFTs, staking, blockchain and more.
 

Read-only API security model materially reduces operational and custody risk.

Standardized monitoring of employee crypto trading and on-chain activity across US, UK, EU and APAC jurisdictions, designed for financial institutions and digital asset service providers within a single compliance platform.

Our Crypto & Digital Asset Trade Manager is part of the Know Your Employee (KYE) suite that monitors, identifies and remedies conflicts of interest and code of conduct issues and comprehensively addresses employee compliance.

With Know Your Employee, firms can manage all areas of employee compliance on one platform with shared data, enabling a holistic view of compliance risk. 

Maintain Digital Asset Compliance Integrity Without Impeding Legitimate Trading Activity

MCO provides a complete solution for employee trading and conflict monitoring across traditional securities and digital assets on one unified platform, enabling firms to automate digital asset screening and meet global crypto compliance obligations across US, UK, EU and APAC markets. 

Digital Asset Personal Trading is an all-in-one solution purpose-built for employee crypto and digital asset trading oversight, combining automated wallet discovery, on-chain activity capture and multi-chain aggregation to deliver a comprehensive view of personal cryptocurrency and digital asset trading activity. 

Employees can easily pre-clear, track and report crypto transactions, while firms enforce conflict-of-interest rules and maintain audit-ready transparency to be prepared for evolving regulatory expectations. The platform supports direct registration and connection of digital assets held on exchanges, wallets and blockchains, ensuring complete visibility across decentralized and centralized environments.

Employees can easily register and connect their digital assets held directly on blockchains, exchanges and wallets directly within Digital Asset Personal Trading. Supported integrations include:

  • Exchanges: Binance, Coinbase, Kraken, Gemini, OKX, Bitstamp and many more.
  • Wallets: Metamask, Trust Wallet, Ledger Live, Trezor, Phantom and others.
  • Blockchains: Bitcoin, Ethereum, Polygon, Solana, Cardano and more.
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WHITE PAPER

Digital Asset and 
Crypto Compliance: New risks and regulatory expectations

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Have Questions about Crypto & Digital Asset Trading Employee Compliance?

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Frequently Asked Questions - FAQ’s

The most effective approach is to automate trade monitoring across approved exchanges and wallets. MCO centralizes employee disclosures, account data, and transaction activity in one platform, helping compliance teams identify potential policy breaches, conflicts of interest, and high-risk trading behavior while maintaining a complete audit trail.

Yes. MCO automates digital asset compliance processes, including disclosures, approvals, attestations, transaction reviews, and exception management. Automated workflows reduce manual administration, improve policy enforcement, and help compliance teams consistently oversee employee cryptocurrency activity across multiple jurisdictions and business units.

MCO combines employee trading data, disclosures, restricted lists, and compliance rules to identify activities that may create conflicts of interest. Automated alerts help compliance teams investigate suspicious patterns, monitor high-risk transactions, and address potential issues before they result in regulatory or reputational concerns.

MCO supports integration with a wide range of cryptocurrency exchanges, custodians, and wallet providers. These integrations help firms collect transaction data automatically, reduce employee reporting burdens, and gain greater visibility into digital asset activity for ongoing compliance monitoring and oversight.

MCO helps firms manage cryptocurrency compliance through automated disclosures, transaction monitoring, approvals, reporting, and recordkeeping. By centralizing oversight and maintaining detailed audit trails, organizations can demonstrate compliance with evolving regulatory expectations while reducing operational risk.