MCO offers more functionalities than any other competitor in one platform, with one login.
Automate monitoring and approval of employee compliance activities with an intuitive interface enabling fulfillment of compliance obligations with minimal effort.
The issue of conduct risk is especially sensitive when it originates within the core financial transactions of a firm. KYT helps firms mitigate risk that can originate from breaches in market manipulation, insider trading, suitability, conflicts of interest, fund mandate and investment banking activities.
In a fast-paced regulatory environment, firms need solid regulatory governance to assure ongoing monitoring of policies and procedures, leading to efficient and effective compliance across the organization. KYO provides firms with a regulatory framework to streamline compliance oversight, gain efficiencies and minimize risk.
Manage and monitor the risks associated with third parties. Simplified approach with streamlined technology improves internal processes while meeting increased regulatory and audit scrutiny.
Read the Case Study
Find out how MCO helped a large Financial Institution improve compliance and manage conflicts of interest with one centralized conduct risk compliance solution.
“We knew when selecting MCO that it would grow with us. It is a solid platform that can easily facilitate additional or different functionalities.” — CCO of large Financial Institution
