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Compliance Oversight
Understand your firm risk profile
ESG Compliance
Monitor ESG risks
Anti-Bribery & Corruption
Identify potential misconduct
Senior Managers & Certifications
Meet the regulatory obligations of SMCR
Conduct Risk
Monitor conflicts of interest and conduct risk
Control Room Compliance
Manage deal-related conflicts
Pay-to-Play Compliance
Monitor political contributions and donations
Conflicts of Interest
Help maintaining the conduct of the firm
Crypto Compliance
Avoid cryptocurrency conflicts of interest
Small Firm Compliance
Complete solution for small firms
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Address the needs of regulated organizations
Market Abuse Regulations
Meet regulatory obligations of MAR
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