A Costly Oversight: Hong Kong SFC Action on Personal Trading On 09 April 2026, Hong Kong’s Securities and Futures Commission (SFC) announced its sanctions of a... READ MORE
Singapore: Setting the Standard for Clear Crypto Regulation Singapore has taken a deliberate, structured approach to digital asset regulation. Instead of... READ MORE
Hong Kong: SFC Enforcement Highlights Trading Oversight Gaps Hong Kong’s Securities and Futures Commission (SFC) has taken enforcement action against the... READ MORE
Oversight, Reporting, and Compliance in Hong Kong: the RegTech Imperative Key Highlights Hong Kong’s multi-regulator environment increases the complexity of compliance... READ MORE
Unpacking Hong Kong’s Virtual Asset Licensing Regime in 2026 Hong Kong is positioning itself as a regulated virtual asset hub by implementing and expanding... READ MORE
4 Conflicts of Interest Examples (and Solutions) Across APAC A conflict of interest happens in financial firms when an employee, executive, or director has... READ MORE
Fund Manager Gets 6 Years' Jail: ASIC Insider Trading Case The Federal Court in Sydney has sentenced a former investment manager for an ASX-listed asset... READ MORE
Employee Conflicts of Interest: APAC Financial Firm Best Practices Financial services firms face an elevated risk of conflicts of interest, largely due to the... READ MORE
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