Unpacking Hong Kong’s Virtual Asset Licensing Regime in 2026 Hong Kong is positioning itself as a regulated virtual asset hub by implementing and expanding... READ MORE
4 Conflicts of Interest Examples (and Solutions) Across APAC A conflict of interest happens in financial firms when an employee, executive, or director has... READ MORE
Fund Manager Gets 6 Years' Jail: ASIC Insider Trading Case The Federal Court in Sydney has sentenced a former investment manager for an ASX-listed asset... READ MORE
Employee Conflicts of Interest: APAC Financial Firm Best Practices Financial services firms face an elevated risk of conflicts of interest, largely due to the... READ MORE
ASIC RG 181 Update: Raising the Stakes in Conflicts of Interest On 16 December 2025, the Australian Securities and Investments Commission (ASIC) released its... READ MORE
APAC 2026 Outlook for Financial Compliance: Ethics and Conduct In 2026, financial regulators across the Asia-Pacific (APAC)region are homing in on employee... READ MORE
Managing Gifts, Entertainment, and Hospitality Risk in Financial Firms According to a survey of over 300 compliance and financial professionals, the leading challenge in... READ MORE
Financial Compliance Over Coffee: Takeaways for APAC Firms Financial compliance teams in APAC face continued regulatory pressure across employee conflicts of... READ MORE
eComms in the FCA’s Regulatory Spotlight: the APAC Impacts The UK’s Financial Conduct Authority (FCA) has released its findings on firms’ management of... READ MORE
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