Risk and Compliance Insights - Page 15 | MyComplianceOffice

Firms use MyComplianceOffice to effectively manage compliance certifications and attestations

Streamline Employee Attestations and Certifications

Financial services firms are among the most heavily regulated organizations worldwide. From the FCA...

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A judge's gavel is prominently displayed on a table. In the background, a person holds their head in distress while another writes on paper, suggesting a legal setting.

ASIC Action Results in $1.25 Million Fine of “Licensee for Hire” Firm

The Australian Federal Court recently issued a staggering $1.25 million penalty against a wholesale...

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MCO enables firms to meet FCA personal account dealing requirements

Infographic: Personal Account Dealing Compliance

Personal Account Dealing, when employees gain personal profit from inside information or other data...

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The SEC Speaks About Off-Channel Communications, Disclosures and More

Presented by the Practising Law Institute in conjunction with the U.S. Securities and Exchange...

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Singapore Regulation 2024: MAS Anti-Money Laundering Updates

Singapore Regulation 2024: MAS Anti-Money Laundering Updates

The Monetary Authority of Singapore (MAS) is taking aim. Anti-Money Laundering (AML) and Combating...

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A rising white line graph overlays a blue digital background with financial data, stock market numbers, and abstract technology visuals.

Benchmark Your Trade and Communications Surveillance Program

The 2024 Surveillance Benchmarking Survey & Report from 1LoD, co-sponsored by MCO, contains...

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MAS Bill Set to Enhance Investigative and Supervisory Powers

MAS Bill Set to Enhance Investigative and Supervisory Powers

The Financial Institutions (Miscellaneous Amendments) Bill, or FIMA Bill, aims to enhance the...

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MCO helps firms manage political donation compliance

Navigating Pay-To-Play Compliance in an Election Year and Beyond

The 2024 U.S. Presidential election is grabbing the headlines right now. However, 469 other federal...

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Australia Compensation Fund Bill 2024 impact on financial institutions compliance

Australia Steps Up Foreign Bribery Prevention with New CFB Bill

The Combatting Foreign Bribery (CFB) Bill aims to reform Australia’s foreign bribery offences. It...

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