MyComplianceOffice Blog

MyComplianceOffice the leading provider of automation for the management of compliance and conduct risk, has been awarded Best Technology Provider for Compliance at the Wealth Management 2020 Industry Awards.

Managing a financial trading control room involves balancing a wide variety of tasks. To comply with the rules and regulations, all deals need to be carefully reviewed, the flow of information must be managed strictly, and there needs to be a focus on preventing conflicts of interest. All this work can take a long time to carry out, and a single deal can move slowly through the pipeline. The control room is at the heart of the financial firm, and everything needs to run smoothly to produce optimum results and keep everyone happy. However, with the difficulty of managing compliance in the control room, it's certainly not easy to ensure compliance is carried out effectively.