MCO and Milne Legal Host Webinar for EU Investment Firms

If you are an investment advisory firm located outside the United States, providing advisory services to any number of U.S. persons, (or using U.S. jurisdictional means to conduct your business), you will not want to miss this webinar, co-presented by MyComplianceOffice and Milne Legal on September 13, 2016 at 10 am EST / 4 p.m. CEST. 

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Pence Nomination Means Pay-to-Play Rules for Investment Advisors

The US media is buzzing about the events in Cleveland at the Republican National Convention this week, covering speeches from Ted Cruz to Ivanka and Melania Trump. One of the biggest announcements out of the RNC? Mike Pence, the sitting Governor of Indiana,  will serve as Trump's running mate.

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MyComplianceOffice to Attend IA Compliance: The Full 360° View

MyComplianceOffice today announced plans to attend and exhibit at IA Watch's IA Compliance: The Full 360° View in Washington, D.C. on Feb 24-26. Staff from MyComplianceOffice will join compliance officers from across the nation to hear SEC officials, industry insiders and regulatory experts impart compliance best practices and timely alerts on coming regulations

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