control room compliance

MyComplianceOffice in the Control Room

Final MCO Control Room_1-1

 

Learn how Camille and her team addressed the challenges of Control Room compliance 

Automating Conflict Management to Win More Deals

The removal or management of all conflicts of interest in the deal cycle is an important part of every financial transaction.

For those involved in M&A, capital market, trust, and restructuring engagements, the responsibility for clearing a deal typically falls on the control room compliance team. A function that is often asked to keep up using manual and inefficient systems and processes prone to human neglect and error.

MCO's Control Room Compliance Solution is an enterprise conflict of interest solution that provides an effective way for firms to manage the flow of sensitive information, review investment banking deals and private transactions for potential conflicts, define the associated restrictions, manage MNPI and insider lists, manage research activities,  while capturing a complete compliance review for auditing and regulatory reporting purposes from a single, centralized platform.

 

Integrated Solutions for Managing Deal-Related Conflicts

Control Room Compliance

Deal Review Management

Review investment banking deals and private transactions, evaluate potential conflicts, define restrictions, and capture compliance review for reporting purposes from a single, centralized platform.

Control Room Compliance

Insider List and MNPI Management

Comprehensive solution enables firms to fully manage the receipt of MNPI Insider Information and allows them to present the information and reports required by regulators in all major regions.

 

"With MyComplianceOffice, we significantly improved process efficiency when onboarding new business, clearing conflicts of interest, and meeting rigorous compliance regulations. The ROI exceeded our expectations."

Head of Control Room, APAC - Global Investment Bank