Localized Controls. Zero Silos. Better Audit Readiness.

Financial institutions across Germany, Austria and Switzerland (DACH) face growing pressure to strengthen controls around employee conflicts of interest, personal account dealing, insider risk and third-party due diligence — while meeting expectations from BaFin, ECB and EBA, and aligning with frameworks such as MaRisk, BAIT, DORA and MAR.

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Disconnected systems can create gaps in oversight, weaker evidence, and greater audit and regulatory exposure.

MCO helps firms unify compliance controls on a single platform — with German-language workflows, stronger audit evidence, and integrated monitoring across employee, insider and third-party risk..

Join the Banking Club and MCO on May 12 at 10:00 AM (GMT+2) for the webinar Breaking Down Compliance Silos: Audit-Ready Controls Across Functions.

+ Countries

Companies

+ Employees

Why Firms Are Moving Beyond Siloed Compliance Systems

MCO unifies key compliance functions in a single system, eliminating blind spots and inefficiencies caused by disconnected tools and ensuring teams can manage compliance more effectively and efficiently.

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Support Key Regulatory Expectations

Strengthen compliance programs aligned to BaFin requirements, ECB/EBA expectations, MaRisk, BAIT, DORA, MAR and WpHG obligations.

One Platform, Multiple Risks

Manage employee trading, conflicts of interest, insider obligations and third-party due diligence on a single system of record.

Improve Audit Evidence and Traceability

Support internal audits, external Prüfer and regulatory reviews with stronger documentation, reporting and defensible controls.

Future-Proof Compliance Programs

Prepare for emerging requirements, including Responsible AI governance and MiCA readiness for digital asset compliance.

Solutions Supporting Compliance Programs

Employee Conflicts of Interest

Support disclosures, approvals, monitoring and controls aligned to conflicts management and personal account dealing requirements.

Insider & MNPI Management

Strengthen controls supporting MAR compliance, insider list management, restricted lists and market abuse monitoring.

KYC and AML Compliance

Enhance due diligence, risk assessments and monitoring across vendors, suppliers and third parties.

Ready to Improve Audit Readiness?

See how MCO helps financial institutions strengthen controls, reduce compliance silos, and improve evidence for audits and regulators.

Request a Demo