Download the slides from MyComplianceOffice's last webinar of 2015 with co-hosts Sutherland Asbill & Brennan LLP.

The slides cover topics such as:

• FINRA enforcement trends and statistics

• cybersecurity

• Rule 3a-4

• AML for RIAs.

The Webinar includes key takeaways from past enforcement cases and look towards what one can expect in 2016.