SEC Due Diligence Demands
The SEC requires that you conduct due diligence on your service providers to protect yourself from exposure to risk and your organization from potential regulatory fines. This webinar was hosted with Jessica Rodgers of David Landau & Associates, LLC on Oct 27th.
- Intro (1:03)
- Identifying your critical service providers (3:01)
- Vendor due diligence and questionnaires (4:46)
- Documenting your results & regulatory guidance (2:10)
- Q&A: Your questions answered (9:38)
You can access the slides from this webinar here
Download our whitepaper; 'Framework for a Third Party Risk Management Program'