SEC Due Diligence Demands



SEC Due Diligence Demands

The SEC requires that you conduct due diligence on your service providers to protect yourself from exposure to risk and your organization from potential regulatory fines. This webinar was hosted with Jessica Rodgers of David Landau & Associates, LLC on Oct 27th.

You can access the slides from this webinar here

Download our whitepaper; 'Framework for a Third Party Risk Management Program'

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