CCO Webcast: Key Issues in Small Firm Compliance


Smaller firms face unique compliance requirements when compared to the needs of their larger counterparts.  Add in the complexities of remote and hybrid work in the midst of a pandemic, and it's been another challenging year for Chief Compliance Officers.

Are you ready to finish 2021 strong and be ready for what 2022 brings?

Join us for our on-demand CCO Webcast: Key Issues in Small Firm Compliance.

Hope L. Newsome, Esq., Managing Partner and Samantha Osbourne, Esq., Associate Attorney at Virtus LLP present an overview of the timely challenges that are facing Chief Compliance Officers of smaller firms right now, including:

  • Gift and Entertainment policies for the upcoming holiday season
  • Personal Trading compliance in light of remote and hybrid work
  • Cryptocurrency risk for small firms
  • Regulatory priorities and indicators for the rest of 2021 and beyond

Watch Now!

Employee Compliance for Small Firms

Every firm must be able to stand up to regulatory scrutiny regardless of size. MyComplianceOffice helps companies of all sizes demonstrate effective risk management and meet their Employee Compliance challenges with affordable and easy-to-use technology.

Our integrated Know Your Employee solution lets firms manage their code of conduct activities and mitigate misconduct risk across multiple business areas. 

Ready to learn more? Let us know and one of our experts will be in touch.