Download Your eBook: Mitigating Employee Conflicts of Interest
Regulators across the globe are increasing their scrutiny of employee conduct. Your exclusive eBook sets out practical steps to identify, prevent, and manage conflicts of interest across your firm. Gain instant access to all the tips. Strengthen your policies, reduce manual effort, and evidence compliance with greater confidence.
- How regulators are enforcing conflict-of-interest breaches.
- Practical controls for gifts, entertainment, and hospitality, with clear approval workflows.
- Audit-ready pre-clearance and personal account dealing measures.
- How to manage outside business activities, gifts and entertainment, and staff attestations.
- Ways RegTech can improve monitoring, record-keeping, and breach reporting across teams.
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