Know Your Transactions
Our KYT® suite empowers you to manage and mitigate the risk that originates from transactions in the firm's financial products, including breaches in managing inside information, insider trading, suitability, conflicts of interest and investment banking transactions.
Know Your Transactions Product Suite
Deal Review Manager
Address restricted trading, market manipulation, insider trading, customer suitability, fund mandate, anti-money laundering and other conflict scenarios.
Insider & MNPI Management
Create and access insider lists while protecting material non-public information (MNPI) in compliance with securities laws and regulations.
Trade Surveillance
Mitigate risk with automation that monitors trade surveillance and customer suitability programs. Easily verify and validate with external market data.
Modules can be implemented individually or in combination to ensure full compliance. Our scalable approach meets your compliance needs right now and can grow with your business.
Why Choose MCO?
We deliver Compliance Built Better.™
Our singular approach provides financial services firms around the globe with comprehensive, affordable and easy-to-use compliance technology.
Learn more about automating and streamlining your compliance program with MCO.
Our modular approach means you can purchase just the solutions you need for compliance today and then expand to easily add users, geographies or new products as business needs evolve.
The core components of the MyComplianceOffice platform can easily be configured to meet your firm's unique needs without IT involvement. In addition, the platform can connect to internal systems like HR to standardize data collection and reduce redundancy.
Our singular approach to technology enables a holistic view of compliance across your firm, providing a framework for oversight and control and ensuring adaptability in today's dynamic global regulatory landscape.
Rollout on time and within budget with an expedient and user-friendly implementation. Our team of tenured industry experts will manage planning, integration, testing and training every step of the way.
We offer follow the sun regional customer service including 24 x 7 tech support, 20 x 5 customer support and local language support.
Keep secure with state-of-the-art technology including a mature stack with inbuilt security features and a multi-tenant model enabling the provision of all security features in a secure, scalable environment.
Data is encrypted both in transit and at rest. The MCO platform has the SOC2 Type II certification, ISO 27001 Information Security standard as well as the EU-US Privacy Shield Data Protection Certification, in partnership with TRUSTe (www.Truste.com).
WHAT OUR CUSTOMERS SAY
POWERED BY
