Why Firms Go with MCO

With 1400+ clients in 105+ countries and employees around the world, MCO delivers affordable, easy-to-use compliance technology that helps highly regulated firms better monitor, identify and remedy conflicts of interest and code of conduct issues.
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A Proven Track Record

It doesn’t matter if you have 10 or 10,000 employees, MCO has experience working with financial firms both large and small from all over the globe.

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Next Gen Conflict Oversight

Our state-of-the-art compliance software can easily adapt to external regulatory changes and keep track of any unique requirements, risks, or potential conflicts.

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Easy to Use Interface

Increase efficiency, accuracy and visibility with an easy-to-use interface that allows employees to simply complete required tasks—and frees compliance up to focus on more strategic issues.

How MCO Can Help Your Firm

Stand-out features of MCO's award-winning compliance platform include:

 

 

 

 

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Firms associated with bribery, corruption, or money laundering face significant reputational damage, audit and legal costs, and regulatory scrutiny.

MCO helps firms proactively identify red flags and prevent issues before they escalate to protect their reputations and strengthen compliance obligations. The MCO platform brings intuitive tools to actively monitor and reduce risks across Anti-Bribery and Corruption (ABC), and Anti-Money Laundering (AML) obligations, including:

  • Know Your Third Party (KYTP)
  • Gifts and Entertainment Manager
  • Partner Screening
  • UBO Screening
  • Adverse Media Screening

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Employee Conflicts of Interest
Identify potential conflicts of interest before they become ethical or legal issues.

MCO provides a fully integrated platform that brings together:

  • Personal Securities Trading Management
  • Annual Certifications and Attestations

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MCO's Control Room Compliance conflict of interest solution provides an effective way for firms to:

  • Manage the flow of sensitive information, Review deals and private transactions for potential conflicts
  • Define the associated restrictions
  • Manage MNPI and insider lists
  • Manage research activities
  • Capture a complete compliance review for auditing and regulatory reporting purposes

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Firms in Japan and around the globe are using MCO to more effective manage their compliance programs, using:

  • Legislation and Obligation Management
  • Compliance Risk Assessment
  • Compliance Control Testing
  • Compliance Task Management

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