eCommunications Surveillance & Archiving for Marketing Rule Compliance

Read our white paper on utilizing MCO’s Natural Language Processing (NLP) capabilities to satisfy the SEC Marketing Rule.

Introduction

Gifts, entertainment, and hospitality are an essential part of business relationships—but without proper controls, they can create significant compliance, ethical, and reputational risks.

This whitepaper from MCO MyComplianceOffice explains how firms can strengthen GEH governance, improve employee accountability, and implement technology-driven compliance processes to reduce regulatory exposure.

Learn how to:

  • Manage GEH risks across multiple jurisdictions
  • Improve employee compliance and oversight
  • Detect conflicts of interest and policy breaches
  • Build a stronger, audit-ready compliance framework

Key Takeaways

Strengthen GEH Compliance Controls

Implement clear policies, approval thresholds, and monitoring processes to reduce compliance gaps and misconduct risks.

Reduce Bribery and Conflict-of-Interest Exposure

Learn how firms can identify risky employee behavior, improve accountability, and manage regulatory expectations globally.

Improve Oversight with Integrated Compliance Technology

Discover how MCO MyComplianceOffice helps automate GEH tracking, approvals, reporting, and audit-ready compliance management.

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Build a Stronger GEH Compliance Framework

✓ Improve visibility and governance
✓ Reduce compliance and conduct risk
✓ Automate GEH approvals and monitoring
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