UAE Compliance Software for Financial Institutions
Empower your bank or financial services firm in the UAE and Middle East with a unified compliance software built for UAE regulatory environment and operational scale.
Comprehensive Compliance Solutions for UAE and Middle East Financial Institutions
Manage conflicts of interest and demonstrate compliance with local and international regulations on personal trading, gifts & entertainment, and outside business activities. Automate pre-clearance, approvals, monitoring, and reporting across your organisation to reduce risk and ensure regulatory adherence.
Monitor and archive emails, chats, voice, and mobile communications with keyword scanning and review workflows to reduce risk and maintain oversight, in line with SCA Market Conduct Rules and DFSA Principles for Market Conduct (PRIN).
Demonstrate individual accountability for senior managers and staff through role mapping, certifications, suitability checks, and reporting frameworks. Align with DFSA Conduct of Business, SCA Fit & Proper Rules, ADGM FSRA Fit & Proper regime, and global best practices.
Manage client and related-party data through configurable workflows that support verification and ongoing due diligence and meet Anti-Money Laundering obligations while preventing financial crime with a suite of transaction monitoring and screening solutions. Fully aligned with UAE Central Bank AML regulations, local and international obligations.
Manage insider lists (MNPI), sensitive transactions, and market abuse controls across trading, virtual assets, and connected parties, in line with VARA, SCA, DFSA Market Abuse Module (MAR), and ADGM Market Abuse Rules.
Automate the assignment, acknowledgement, creation and tracking of policy and regulatory obligations and understand regulatory change to ensure teams remain compliant with SCA Corporate Governance Guidelines, DFSA COB/PRIN obligations, and evolving VARA requirements.
