Don't understand Crypto Regulation? Don't worry! If you're looking to increase your knowledge of Crypto Regulation and understand what it means for financial services firms, we have a webinar for you.
The webinar will help compliance officers build a solid risk-based compliance framework and help firms prepare for tighter regulations and upcoming enforcement from regulators worldwide. We'll cover:
Time : 11AM EST
Todd Ehret is a Senior Regulatory Intelligence Expert for Thomson Reuters Regulatory Intelligence. At Thomson Reuters he has authored countless articles and white-papers, and presented at industry conferences, events, and seminars on a myriad of financial regulatory topics.
Todd has an enormous breadth of experience gained from more than 25 years on both the buy-side and sell-side at large and small financial services firms dealing with both institutional and retail clients. He has held key positions in trading, operations, accounting, audit, and compliance for broker-dealers, asset managers, and hedge funds and has successfully managed several global regulatory inquiries and exams in his career.
Before joining Thomson Reuters he served as a Chief Compliance Officer and Chief Operating Officer at a Registered Investment Adviser/Hedge Fund for nearly a decade. He has passed numerous FINRA exams throughout his career and has a B.S. in Political Science from the University of South Dakota.