Introduction
You can download a full copy of the slides from this webinar.
Full video transcript available below:
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Hello and thank you for joining today's webinar Best Practices to Master an SEC Exam. Our presenters today join us from Northpoint Compliance, Victoria Hogan and Colleen Montemarano. |
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Victoria Hogan, President of NorthPoint worked for over six years as compliance examiner in the New York Regional Office of the US Securities and Exchange Commission. Colleen Montemarano is the Senior Consultant at NorthPoint. Prior to joining NorthPoint Colleen worked for over six years as a compliance examiner in the New York Regional Office of the US Securities and Exchange Commission. As former SEC examiners, we're very much looking forward to having their insights on the SECs OCIEs, much anticipated 2018 Priorities.
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This webinar was co-hosted with Victoria Hogan and Colleen Montemarano of NorthPointCompliance.com |
