The MyComplianceOffice platform provides a unified approach to Conduct Risk. Identify and mitigate potential conflicts from the activities of employees, third parties and the company.
Download the slides from MyComplianceOffice's January webinar, '2017 SEC Examination Priorities: Best Practices to Ace the Exam'.
Wondering what the SEC will be focusing on in 2017? Join MCO and former SEC examiners Victoria Hogan and Colleen Montemarano now of NorthPoint Compliance, as they review the SEC’s National Exam Program Examination Priorities for 2017.