The MyComplianceOffice platform provides a unified approach to Conduct Risk. Identify and mitigate potential conflicts from the activities of employees, third parties and the company.
Learn more about the most current regulatory issues and their impact on organizations like yours.
Download the slides from MyComplianceOffice's September webinar with co-host Milne Legal. Download the slides to gain insights into what defines a US person, when to register with the SEC, how to handle a SEC exam and what sort of compliance program you should have in place.